Broker’s permissions revoked by FSA

Published on

The FSA has cancelled the permissions of Jim Fanning, trading as James Fanning Financial Services, of Scion House Stirling University Innovation Park, Stirling FK9 4NF.

The regulator says it took the decision because he failed to notify the FSA of a change in the address of his principal place of business.

In the notice sent to Fanning, John Kirby, from the FSA’s Enforcement and Financial Crime Division, said: “The FSA has no current

COMMENT ON MORTGAGE SOUP

We want to hear from you!
Leave a comment and get the conversation started.
You need to register to post, so please login or sign up below.

Latest articles

SortRefer launches snagging reports service for new-build buyers

SortRefer has launched a snagging reports service to help brokers support clients buying new-build...

Why complex-income borrowers need more adviser support

The UK mortgage market has become more complex for borrowers, lenders and advisers alike....

CIExpert partners with Succession Wealth on protection advice

Protection research platform CIExpert has entered into a strategic partnership with Succession Wealth aimed...

Foreign exchange moves into focus as advisers urged to act earlier in mortgage process

Rising use of overseas funds in UK property purchases is increasing the need for...

Open Property roadmap aims to cut delays and fall-throughs in homebuying

The Centre for Finance, Innovation and Technology (CFIT) has unveiled a new Open Property...

Latest publication

Other news

SortRefer launches snagging reports service for new-build buyers

SortRefer has launched a snagging reports service to help brokers support clients buying new-build...

Why complex-income borrowers need more adviser support

The UK mortgage market has become more complex for borrowers, lenders and advisers alike....

CIExpert partners with Succession Wealth on protection advice

Protection research platform CIExpert has entered into a strategic partnership with Succession Wealth aimed...