Broker’s permissions revoked by FSA

Published on

The FSA has cancelled the permissions of Jim Fanning, trading as James Fanning Financial Services, of Scion House Stirling University Innovation Park, Stirling FK9 4NF.

The regulator says it took the decision because he failed to notify the FSA of a change in the address of his principal place of business.

In the notice sent to Fanning, John Kirby, from the FSA’s Enforcement and Financial Crime Division, said: “The FSA has no current

COMMENT ON MORTGAGE SOUP

We want to hear from you!
Leave a comment and get the conversation started.
You need to register to post, so please login or sign up below.

Latest articles

Targeted support risks overlooking later life lending, warns Key Partnerships

The FCA’s proposed targeted support regime risks missing a significant opportunity to improve outcomes...

UnderwriteMe launches AI tool to widen post-issue audit checks for life insurers

UnderwriteMe has launched an artificial intelligence tool aimed at helping life insurers increase post-issue...

Protection Distributors Group adds two members and unveils ambassador

The Protection Distributors Group has added CoverMyBubble and Omny Benefits to its membership and...

Together bolsters North East presence with senior corporate sales hire

Together has appointed an experienced property finance professional as corporate sales director in the...

BMPAN urges firms to strengthen routes into FS industry for young talent

The Black Mortgage Professionals and Allies Network has called on financial services employers, training...

Latest publication

Other news

Andrew Lloyd, CEO of Fignum

Andrew Lloyd is the Chief Executive Officer (CEO) of Fignum. He was appointed to...

Targeted support risks overlooking later life lending, warns Key Partnerships

The FCA’s proposed targeted support regime risks missing a significant opportunity to improve outcomes...

UnderwriteMe launches AI tool to widen post-issue audit checks for life insurers

UnderwriteMe has launched an artificial intelligence tool aimed at helping life insurers increase post-issue...