Broker’s permissions revoked by FSA

Published on

The FSA has cancelled the permissions of Jim Fanning, trading as James Fanning Financial Services, of Scion House Stirling University Innovation Park, Stirling FK9 4NF.

The regulator says it took the decision because he failed to notify the FSA of a change in the address of his principal place of business.

In the notice sent to Fanning, John Kirby, from the FSA’s Enforcement and Financial Crime Division, said: “The FSA has no current

COMMENT ON MORTGAGE SOUP

We want to hear from you!
Leave a comment and get the conversation started.
You need to register to post, so please login or sign up below.

Latest articles

The Exeter reports rise in HealthWise app use as remote GP demand leads growth

The Exeter said usage of its HealthWise app increased across all core services in...

Landlords continue shift to company structures as incorporation set to rise in 2026

The number of companies established to hold buy-to-let portfolios is forecast to rise by...

Rosemount rolls out proprietary KYC tool for advisers

Rosemount Financial Solutions has launched its own Know Your Customer tool for member advisers,...

Landlords’ awareness of Renters’ Rights Act rises as concern grows over possession delays

Three quarters of landlords are now aware of the Renters’ Rights Act, with concern...

ASN Bank selects Ohpen to overhaul mortgage technology platform

ASN Bank has appointed Ohpen as its strategic technology partner for mortgages as it...

Latest publication

Other news

The Exeter reports rise in HealthWise app use as remote GP demand leads growth

The Exeter said usage of its HealthWise app increased across all core services in...

Landlords continue shift to company structures as incorporation set to rise in 2026

The number of companies established to hold buy-to-let portfolios is forecast to rise by...

Rosemount rolls out proprietary KYC tool for advisers

Rosemount Financial Solutions has launched its own Know Your Customer tool for member advisers,...